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Compliance Manager
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Asian Career
Gehalt: Very Competitive
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China-Hong Kong |
03 Jul |
| Reputable International Financial Institution / Excellent Salary & Benefits / Senior Opportunity |
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Compliance Associate - Securities and Compliance Officer - Broker-Dealer
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Legend Global Search, Inc...
Gehalt: $120K and $75K
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USA-NY-New York City |
03 Jul |
| Securities Compliance Associate at Prime Brokerage Firm, Compliance Officer at Broker-Dealer of Registered Investment Advisor... |
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Market Surveillance Managing Director
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Legend Global Search, Inc...
Gehalt: $175K
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USA-NY-New York City |
03 Jul |
| Market Surveillance - International Finance |
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Control Room Manager
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Legend Global Search, Inc...
Gehalt: To $200K + Bonus
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USA-NY-New York City |
03 Jul |
| Control Room Manager, Compliance, Investment Services, Asset Management Securities Exchange Act of 1934 |
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Compliance Officer - Registered Investment Adviser
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Legend Global Search, Inc...
Gehalt: $75K
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USA-NY-New York City |
03 Jul |
| Compliance Officer - Registered Investment Adviser and Broker-Dealer |
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Manager Anti- Money Laundering Advisory
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E. D. Starr & Company
Gehalt: Competitive
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USA-NY-New York City |
03 Jul |
| Top Ranked Anti-Money Laundering Advisory Practice |
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Equities Compliance Officer
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Nicht veröffentlicht
Gehalt: Salary will be $110 to $1...
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USA-NY-New York City |
02 Jul |
| Our client a full service Investment Bank is looking for a senior Compiance Officer to manager the day to day Compliance resp... |
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Chief Compliance Officer (CCO)
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Nicht veröffentlicht
Gehalt: Competitive base salary,...
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USA-NY-New York City |
02 Jul |
| Our client, a respected foreign institutional broker dealer is seeking a CCO to run their internal compliance function. |
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Compliance (Sales and Marketing) - Broker Dealer
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Nicht veröffentlicht
Gehalt: The salary on offer is at...
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USA-MA-Boston North |
02 Jul |
| Our client requires a Manager of Broker Dealer Compliance, with primary focus on the review of Sales and Marketing materials.... |
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Director of Ethics & Risk
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Michael Page
Gehalt: the salary on offer is at...
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USA-MA-Boston North |
02 Jul |
| Our Client is a Global Investment Managment firm and is looking for a Director of Ethics and Risk.
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Fixed Income Trading Compliance
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Michael Page
Gehalt: $130-160k
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USA-CT-Stamford |
02 Jul |
| Top tier investment bank seeks a Fixed Income Trading Compliance person to face off to the traders in the credit markets grou... |
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Control Room Analyst
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Michael Page
Gehalt: $130-160k
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USA-CT-Stamford |
02 Jul |
| Join a control room as a strong #2 with the opportunity for growth into a leadership position. |
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Banking Opportunities
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Nicht veröffentlicht
Gehalt: $80K - $150K plus bonus
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USA-NY-New York City |
02 Jul |
| Immediate openings at a top-tiered international bank and investment bank. Candidates with compliance, M&A corporate finance... |
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Project Analyst (Basel)
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Reed Finance
Gehalt: £500-575 per day
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Großbritannien-London |
02 Jul |
| Our client is a large bank and they need an interim to assist with the implementation of an Economic Capital based Risk Repo... |
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COMPLIANCE MANAGER SPECIALISED IN UCITS,LUXEMBOURG
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Huxley Associates
Gehalt: Negotiable
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Luxemburg |
02 Jul |
| Creating a systematic management framework for tracking and covering all of the risks as well as fulfilling all of the obliga... |
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INVESTMENT FUNDS LAWYER, ATTRACTING COMPANY, LUXEMBOURG
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Huxley Associates
Gehalt: Negotiable
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Luxemburg |
02 Jul |
| Co-ordination of the fund registration process in various jurisdictions and in particular for non-UCITS funds |
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Risk Analyst - Asset Management - Investment Management - London/City
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Saul & Partners
Gehalt: Up to £50K + Bonus + Bene...
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Großbritannien-London |
02 Jul |
| Risk Analyst required by top tier Asset Management firm in the heart of the City. |
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Fund Objectives & Guideline Management - Risk Manager - Asset Management - London/City
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Saul & Partners
Gehalt: £110K Total
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Großbritannien-London |
02 Jul |
| Fund Objectives & Guideline Management/Risk Manager required by top tier Asset Management firm in the heart of the City, requ... |
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Senior Compliance Officer
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BBVA
Gehalt: Competitive
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USA-NY-New York City |
02 Jul |
| This position is responsible for ensuring overall compliance with a variety of institutional broker-dealer regulatory require... |
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Head of Legal - Dubai - Retail, Corporate & Wealth Management
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Pathway Resourcing
Gehalt: Negotiable
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VAE-Dubai |
02 Jul |
| Major Bank in Dubai focusing on Retail, Corporate & Wealth Management are looking for a Head of Legal & Compliance. T... |
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Director SOX Compliance, Reporting
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Huffman Associates LLC
Gehalt: 150-175k base, + year end...
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USA-NY-New York City |
02 Jul |
| The Director of SOX Compliance and Reporting will develop the risk assessment and strategy used to support the firm’s evaluat... |
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Regulatory Risk and Oversight Manager
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Joslin Rowe Compliance
Gehalt: Excellent
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Großbritannien-London |
02 Jul |
| My client, a leading United Kingdom financial institution with offices throughout the globe requires a senior manager for its... |
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Compliance Officer
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SearchAsia Hong Kong
Gehalt: Depends on experience
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China-Hong Kong |
02 Jul |
| Our client is one of the largest brokerage firm in the region. Because of their recent expansion plan, they are looking for h... |
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KBC hoofd Group Data Protection
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KBC
Gehalt: Een marktconform verlonin...
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Belgien-Region Brüssel |
02 Jul |
| De voornaamste doelstelling van Group Compliance is vermijden dat KBC Bank/KBC Groep schade (financiële schade, integriteitsr... |
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Sanctions Assurance Manager
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McGregor Boyall
Gehalt: £50-£55,000 p...
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Großbritannien-London |
02 Jul |
| Our client a reputable institution requires a 'Sanctions Assurance Manager'. The individual will be representing global payme... |
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Italian speaking Compliance officer. Investment Banking
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Euro London Banking and F...
Gehalt: £0-40000
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Großbritannien-London |
02 Jul |
| My client, a leading international investment bank in the city, is looking for an Italian speaking compliance officer for a 6... |
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Compliance Manager - 5yrs+ - Singapore
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Law Alliance - Singapore
Gehalt: Base Salary Plus Discreti...
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Singapur |
02 Jul |
| Top global retail bank seeks qualified Compliance Manager. Legally trained a plus. |
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ISDA/FX Legal Counsel
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Morgan McKinley
Gehalt: EXCELLENT
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Großbritannien-London |
02 Jul |
| A market leading financial institution has a fantastic opportunity for a derivatives lawyer. |
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Structured Finance Associate
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Morgan McKinley
Gehalt: COMPETITIVE
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Großbritannien-London |
02 Jul |
| A prestigious private practice firm in the City is looking for a talented mid-level structured finance lawyer to join its sma... |
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Compliance Officer – Group Business Banking (Real Estate Department)
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Hays Banking
Gehalt: Negotiable
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Singapur |
02 Jul |
| Our client is one of Asia’s leading financial institutions and has an extensive network of representative offices in the regi... |
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